Stephens Small-Mid Cap Select Growth Strategy

Stephens Small-Mid Cap Select Growth Strategy


Stephens Small-Mid Cap Select Growth Strategy (Inception 09/1/2011)

Month-End as of 11/30/2020:

Performance Since Inception
Annualized Cumulative
Gross13.07%31.79%33.04%22.51%19.20% N.A.16.91% 324.67%
Net13.04%31.42%32.63%22.16%18.88% N.A.
Russell 2500® Growth Index 14.56% 29.34% 30.54% 16.75% 15.88% 14.86% 15.60%282.80%

YearTotalStrategy AssetsComposite AssetsAnnual Performance Results3 Yr Annualized Standard Deviation
Firm Assets (millions) USD (millions) No. of Accounts USD (millions) No. of Accounts Composite Russell 2500® Growth Composite Dispersion Composite Gross Russell 2500® Growth
Gross Net
2019 5,416 3,064 5 3,064 5 30.43% 30.05% 32.65% N.A. 15.55% 15.85%
2018 4,301 2,408 5 2,408 5 6.62% 6.34% -7.47% N.A. 15.65% 15.33%
2017 4,442 2,243 3 2,243 3 25.05% 24.75% 24.46% N.A 12.52% 13.04%
2016 3,644 1,554 3 1,554
3 9.43% 9.19% 9.73% N.A. 14.74% 14.67%
2015 2,897 1,109 3 1,109 3 -0.86% -1.11% -0.19% N.A. 13.52% 13.29%
2014 3,430 1,043 2 1,043
2 0.11%
-0.16% 7.05% N.A. 12.63% 12.54%
2013 3,054 534 2 534 2 42.40% 41.39% 40.65% N.A. N.A. N.A.
2012 1,222 28 2 28 2 17.91% 17.33% 16.13% N.A. N.A. N.A.
933 22 1 22 1 1.60%** 1.56%** 1.16%** N.A. N.A. N.A.

Small and Mid Cap Select Growth Separate Account Annual Disclosure Presentation

** Results shown for the year 2011 represent partial period performance from September 1, 2011 through December 31, 2011.

N.A. – Composite Dispersion information is not statistically meaningful due to an insufficient number of portfolios in the composite for the entire year. Information for the 3-Yr Annualized Standard Deviation is not presented because there is less than 36 months of performance data.

Small and Mid Cap Select Growth Separate Account Composite contains fully discretionary accounts invested primarily in small cap and mid-cap common stock of U.S. companies. Under normal market conditions, most of the securities purchased for this composite have market capitalizations equal to or less than the largest company contained within the Russell 2500® Growth Index at the time the security was initially purchased by accounts in the composite and are securities of companies which appear to have clear indicators of future earnings growth or that appear to demonstrate other potential for growth of capital. In addition to common stock the composite may also purchase convertible and preferred stock as well as certain Exchange Traded Funds. This composite is actively managed and securities in the composite are frequently purchased and sold by the manager. For comparison purposes the composite is measured against the Russell 2500® Growth Index.

Stephens Investment Management Group, LLC claims compliance with the Global Investment Performance Standards (GIPS®) and has prepared and presented this report in compliance with the GIPS standards. Stephens Investment Management Group has been independently verified for the periods December 1, 2005 through June 30, 2020. Verification assesses whether (1) the firm has complied with all the composite construction requirements of the GIPS standards on a firm-wide basis and (2) the firm's policies and procedures are designed to calculate and present performance in compliance with the GIPS standards. The Small and Mid Cap Select Growth Separate Account Composite has been examined for the periods September 1, 2011 through June 30, 2020. The verification and performance examination reports are available upon request.

Stephens Investment Management Group, LLC is a registered investment advisor specializing in equity investment management, specifically small and mid-capitalization growth companies. The firm maintains a complete list and description of composites, which is available upon request.

Results are based on fully discretionary accounts under management, including those accounts no longer with the firm. Past performance is not indicative of future results.

The U.S. Dollar is the currency used to express performance. Returns are presented gross and net of management fees and include the reinvestment of all income. Net of fee performance is calculated using actual management fees and performance fees incurred. Policies for valuing portfolios, calculating performance, and preparing compliant presentations are available upon request.

The management fee schedule begins at 1.10% of assets under management. Management Fees may vary depending on the nature of the services rendered and other factors. Actual investment advisory fees incurred by clients may vary.

The Small and Mid Cap Select Growth Separate Account Composite was created September 1, 2011.

Orders for certain accounts in the composite are directed and do not pay commission charges. Assets in these accounts are 0.30% of total composite assets as of December 31, 2019.

The annual composite dispersion is an asset-weighted standard deviation calculated for the accounts in the composite the entire year.

Firm AUM does not include accrued dividends..

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