THE POWER OF GROWTH®

Stephens Leaders & Innovators All Cap Growth Strategy

Stephens Leaders & Innovators All Cap Growth Strategy

PERFORMANCE CENTER


Stephens Leaders & Innovators All Cap Growth Strategy (Inception 12/20/2007)

Month-End as of 12/31/2020:


Performance Since Inception
MTD YTD 1
Year
3
Year
5
Year
10
Year
Annualized Cumulative
Gross6.60%51.50%51.50%25.56%22.38% 17.68%13.09% 397.64%
Net6.52% 50.29%50.29%24.56%21.41% 16.75% 12.20%349.04%
Russell 3000® Growth Index 4.89% 38.26% 38.26% 22.48% 20.64% 16.91% 12.78%379.92%

GLOBAL INVESTMENT PERFORMANCE STANDARDS (GIPS) REPORT
YearTotalStrategy Assets*Composite AssetsAnnual Performance Results3 Yr Annualized Standard Deviation
Firm Assets (millions) USD (millions) No. of Accounts USD (millions) No. of Accounts Composite Russell 3000® Growth Composite Dispersion Composite Gross Russell 3000® Growth
Gross Net
2020 7,062 20 6 9 5 51.50% 50.29% 38.26% N.A. 22.46% 19.87%
2019 5,416 14 6 6 5 31.61% 30.56% 35.85% N.A. 15.53% 13.20%
2018 4,301 11 6 5 5 -0.67% -1.46% -2.12% N.A. 14.88% 12.29%
2017 4,442 11 4 5 3 28.95% 27.94% 29.59% N.A 11.79%
10.62%
2016 3,644 8 4 4 3 7.61% 6.75% 7.39% N.A 13.64% 11.34%
2015 2,897 8 4 3 3 1.79% 0.98% 5.09% N.A 13.04% 10.8%
2014 3,430 7 4 3 3 1.37% 0.56% 12.44% N.A. 12.7% 9.74%
2013 3,054 6 4 3 3 42.20% 41.11% 34.23% N.A. 13.92% 12.49%
2012 1,222 2.6 4 2 3 22.33% 21.36% 15.21% N.A. 16.04% 15.99%
2011 933 N.A. N.A. 2 3 3.37% 2.55% 2.18% N.A. 17.64% 18.18%

Leaders & Innovators Growth Separate Account Annual Disclosure Presentation


*Strategy Assets are shown as supplemental information as these assets include UMA assets managed within the Leaders & Innovators Growth Strategy.

N.A. – Composite Dispersion information is not statistically meaningful due to an insufficient number of portfolios in the composite for the entire year. Information for the 3-Yr Annualized Standard Deviation is not presented because there is less than 36 months of performance data.

Leaders & Innovators Growth Separate Account Composite Contains fully discretionary accounts invested in core growth stocks and earnings catalyst stocks which are viewed as having: unique business models that lend themselves to predictable and stable returns; or companies benefitting from meaningful economic leverage to a confirmed theme or trend that is open-ended in nature oftentimes not fully recognized by market participants. The portfolio is comprised largely of equity securities of US issuers but can contain investments in a significant number of non-US issuers and non-equity investments. For comparison purposes the composite is measured against the Russell 3000® Growth Index.

Stephens Investment Management Group, LLC claims compliance with the Global investment Performance Standards (GIPS®) and has prepared and presented this report in compliance with the GIPS standards. Stephens Investment Management Group has been independently verified for the periods December 1, 2005 through September 30, 2020. A firm that claims compliance with the GIPS standards must establish policies and procedures for complying with all the applicable requirements of the GIPS standards. Verification provides assurance on whether the firm's policies and procedures related to composite and pooled fund maintenance, as well as the calculation, presentation, and distribution of performance, have been designed in compliance with the GIPS standards and have been implemented on a firm-wide basis. The Leaders & Innovators Growth Separate Account Composite has had a performance examination for the periods December 20, 2007 through September 30, 2020. The verification and performance examination reports are available upon request.


GIPS® is a registered trademark of CFA Institute. CFA Institute does not endorse or promote this organization, nor does it warrant the accuracy or quality of the content contained herein.

Stephens Investment Management Group, LLC is a registered investment advisor specializing in equity investment management, specifically small and mid-capitalization growth companies.

Results are based on fully discretionary accounts under management, including those accounts no longer with the firm. Past performance is not indicative of future results.

The U.S. Dollar is the currency used to express performance. Returns are presented gross and net of fees and include the reinvestment of all income. Net of fee performance is calculated using actual fees incurred. Policies for valuing investments, calculating performance, and preparing GIPS Reports are available upon request.

The management fee schedule begins at 1.00% of assets under management. Actual investment advisory fees incurred by clients may vary.

The Leaders & Innovators Growth Composite creation and inception dates are December 20, 2007.

The annual composite dispersion is an asset-weighted deviation calculated for the accounts in the composite the entire year. The three-year annualized ex-post standard deviation of the composite and annual composite dispersion are calculated using gross-of-fees returns.

Firm AUM does not include accrued dividends.
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